Filing Details
- Accession Number:
- 0001054508-13-000025
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2013-02-27 16:27:48
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-27
- Accepted Time:
- 2013-02-27 16:27:48
- Original Submission Date:
- 2013-02-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054508 | Penseco Financial Services Corp | PFNS | State Commercial Banks (6022) | 232939222 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491833 | P Thomas Tulaney | 102 Waverly Circle Waverly Twp PA 18411 | Evp, Corp Lending Div Head | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-13 | 2,000 | $38.00 | 2,130 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-31 | 4 | $0.00 | 4 | No | 5 | J | Indirect | PSB ESOP PLAN |
Common Stock | Acquisiton | 2012-05-31 | 7,731 | $0.00 | 7,731 | No | 4 | A | Indirect | In Trust;Grant Date 5/31/2012 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 5 | J | Indirect | PSB ESOP PLAN |
No | 4 | A | Indirect | In Trust;Grant Date 5/31/2012 |
Footnotes
- The reporting person failed to notify the individual responsible for filing the SEC forms, on thier behalf, within the 48 hour requirement.
- PSB ESOP Plan
- The compensation of restricted shares were not reported to the individual responsible for SEC reproting until after the initial Form 5 was filed.
- This is a grant of restricted shares, subject to the following vesting terms: the reporting person must remain employed by the bank for a period of 5 years from the original grant date of 5/31/2012.