Filing Details
- Accession Number:
- 0001014776-13-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-27 13:54:11
- Reporting Period:
- 2008-10-23
- Filing Date:
- 2013-02-27
- Accepted Time:
- 2013-02-27 13:54:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793040 | Ellsworth Fund Ltd | ECF | (0) | 133345139 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566947 | M Peter Finnican | C/O Dinsmore Capital Management Co. 65 Madison Avenue, Suite 550 Morristown NJ 07960 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Beneficial Interest | Acquisiton | 2008-10-23 | 5,000 | $4.71 | 13,159 | No | 4 | P | Direct | |
| Shares Of Beneficial Interest | Acquisiton | 2013-01-11 | 1,000 | $0.00 | 1,000 | No | 4 | G | Indirect | By daughter's trust |
| Shares Of Beneficial Interest | Acquisiton | 2013-01-11 | 1,000 | $0.00 | 2,212 | No | 4 | G | Indirect | By son's trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | G | Indirect | By daughter's trust |
| No | 4 | G | Indirect | By son's trust |
Footnotes
- Includes 801 shares acquired on various dates in fiscal years 2007 and 2008 under the ECF dividend reinvestment plan.
- These shares were gifts to the reporting person's son and daughter.
- Connecticut Uniform Transfers to Minors Act.
- Includes 193 shares acquired on various dates in fiscal years 2007 through 2012 under the ECF dividend reinvestment plan.
Billionaire Hedge Funds
