Filing Details
- Accession Number:
- 0001014776-13-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-27 13:43:23
- Reporting Period:
- 2011-07-22
- Filing Date:
- 2013-02-27
- Accepted Time:
- 2013-02-27 13:43:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
9521 | Bancroft Fund Ltd | BCV | (0) | 042476994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566947 | M Peter Finnican | C/O Dinsmore Capital Management Co. 65 Madison Avenue, Suite 550 Morristown NJ 07960 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Beneficial Interest | Disposition | 2011-07-22 | 945 | $17.22 | 2,000 | No | 4 | S | Indirect | By daughter's trust |
Shares Of Beneficial Interest | Disposition | 2011-09-14 | 500 | $15.60 | 1,500 | No | 4 | S | Indirect | By daughter's trust |
Shares Of Beneficial Interest | Disposition | 2011-12-08 | 1,000 | $15.55 | 516 | No | 4 | S | Indirect | By daughter's trust |
Shares Of Beneficial Interest | Disposition | 2012-03-30 | 516 | $16.65 | 0 | No | 4 | S | Indirect | By daughter's trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By daughter's trust |
No | 4 | S | Indirect | By daughter's trust |
No | 4 | S | Indirect | By daughter's trust |
No | 4 | S | Indirect | By daughter's trust |
Footnotes
- Includes 429 shares acquired on various dates in fiscal years 2007 through 2011 under the BCV dividend reinvestment plan.
- Connecticut Uniform Transfers to Minors Act.
- Includes 16 shares acquired on September 29, 2011 under the BCV dividend reinvestment plan.
- In addition, the reporting person is the direct beneficial owner of 4,976 shares, which include 769 shares acquired on various dates in fiscal years 2007 through 2012 under the BCV dividend reinvestment plan. He is also the indirect beneficial owner of 585 shares held by an UTMA (Connecticut Uniform Transfers to Minors Act) trust for his son's benefit, which include 88 shares acquired on various dates in fiscal years 2007 through 2012 under the BCV dividend reinvestment plan.