Filing Details
- Accession Number:
- 0001311241-13-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-26 21:53:04
- Reporting Period:
- 2013-02-21
- Filing Date:
- 2013-02-26
- Accepted Time:
- 2013-02-26 21:53:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1269893 | M Bruce Mcwilliams | C/O Intermolecular, Inc. 3011 North First Street San Jose CA 95134-2004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2013-02-21 | 2,132 | $1.50 | 2,132 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2013-02-21 | 2,132 | $9.64 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-02-21 | 2,132 | $0.00 | 2,132 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
27,375 | 2016-10-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 173,250 | Indirect | By Trust |
Footnotes
- The sale reported was effected pursuant to a Rule 10b5-1 Stock Trading Plan adopted by Mr. McWilliams on July 31, 2012.
- The transaction was executed in multiple trades in prices ranging from $9.48 to $9.82 , inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- These shares are held by the Bruce and Astrid McWilliams 1997 Trust UAD 11/06/09.
- The option was immediately exercisable in full on October 27, 2006; however, the shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on the first anniversary measured from September 14, 2006 (the "Vesting Commencement Date") and the remaining shares subject to the option vested in three successive, equal annual installments thereafter on each yearly anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service relationship with the Issuer on each such vesting date.