Filing Details

Accession Number:
0001311241-13-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-26 21:53:04
Reporting Period:
2013-02-21
Filing Date:
2013-02-26
Accepted Time:
2013-02-26 21:53:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311241 Intermolecular Inc IMI Semiconductors & Related Devices (3674) 201616267
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269893 M Bruce Mcwilliams C/O Intermolecular, Inc.
3011 North First Street
San Jose CA 95134-2004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2013-02-21 2,132 $1.50 2,132 No 4 M Direct
Common Stock, $0.001 Par Value Disposition 2013-02-21 2,132 $9.64 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-02-21 2,132 $0.00 2,132 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,375 2016-10-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 173,250 Indirect By Trust
Footnotes
  1. The sale reported was effected pursuant to a Rule 10b5-1 Stock Trading Plan adopted by Mr. McWilliams on July 31, 2012.
  2. The transaction was executed in multiple trades in prices ranging from $9.48 to $9.82 , inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  3. These shares are held by the Bruce and Astrid McWilliams 1997 Trust UAD 11/06/09.
  4. The option was immediately exercisable in full on October 27, 2006; however, the shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on the first anniversary measured from September 14, 2006 (the "Vesting Commencement Date") and the remaining shares subject to the option vested in three successive, equal annual installments thereafter on each yearly anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service relationship with the Issuer on each such vesting date.