Filing Details
- Accession Number:
- 0001179110-13-003564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-26 17:39:19
- Reporting Period:
- 2013-02-22
- Filing Date:
- 2013-02-26
- Accepted Time:
- 2013-02-26 17:39:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390844 | Wabco Holdings Inc. | WBC | Motor Vehicles & Passenger Car Bodies (3711) | 208481962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1545573 | E Michael Thompson | C/O Wabco Holdings, Inc. One Centennial Avenue Piscataway NJ 08855 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-22 | 2,680 | $0.00 | 26,565 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-02-22 | 5,902 | $67.87 | 20,663 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-22 | 21,198 | $11.75 | 41,861 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-22 | 21,198 | $67.86 | 20,663 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-22 | 11,732 | $27.37 | 32,395 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-22 | 11,732 | $67.86 | 20,663 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-22 | 11,837 | $11.75 | 32,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-22 | 11,837 | $67.85 | 20,663 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-22 | 3,113 | $42.39 | 23,776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-22 | 3,113 | $67.83 | 20,663 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-22 | 450 | $68.10 | 20,213 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-25 | 284 | $68.15 | 19,929 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-22 | 21,198 | $0.00 | 21,198 | $11.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-22 | 11,732 | $0.00 | 11,732 | $27.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-22 | 11,837 | $0.00 | 11,837 | $11.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-22 | 3,113 | $0.00 | 3,113 | $42.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-17 | No | 4 | M | Direct | |
| 0 | 2020-02-22 | No | 4 | M | Direct | |
| 0 | 2019-02-17 | No | 4 | M | Direct | |
| 0 | 2018-02-22 | No | 4 | M | Direct |
Footnotes
- Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal installments, beginning on February 22, 2014.
- The transaction reported herein includes sales at a range of prices from $67.75 to $68.00. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased or sold at each separate price.
- The transaction reported herein includes sales at a range of prices from $67.75 to $68.00. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased or sold at each separate price.
- The transaction reported herein includes sales at a range of prices from $67.75 to $67.99. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased or sold at each separate price.
- The transaction reported herein includes sales at a range of prices from $67.75 to $67.95. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased or sold at each separate price.
- Stock options vested in three equal installments beginning on February 17, 2010.
- Stock options vested in three equal installments beginning on February 22, 2011.
- Stock options vested in three equal installments beginning on February 22, 2009.
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