Filing Details
- Accession Number:
- 0001179110-13-003553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-26 17:07:41
- Reporting Period:
- 2013-02-25
- Filing Date:
- 2013-02-26
- Accepted Time:
- 2013-02-26 17:07:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1292426 | Gfi Group Inc. | GFIG | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 800006224 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1314448 | W John Ward | C/O Gfi Group Inc. 55 Water Street New York NY 10041 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-25 | 7,319 | $3.58 | 54,363 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 15,102 | 15,102 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
15,102 | 15,102 | Direct |
Footnotes
- The Restricted Stock Units settle 1 for 1 upon vesting.
- The Restricted Stock Units will vest on January 31, 2014 and have no expiration date.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.55 to $3.63. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.