Filing Details
- Accession Number:
- 0001181431-13-012765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-26 16:43:24
- Reporting Period:
- 2013-02-22
- Filing Date:
- 2013-02-26
- Accepted Time:
- 2013-02-26 16:43:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1375004 | A Craig Dynes | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Cfo And Senior Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-22 | 10,400 | $12.00 | 18,244 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-22 | 6,590 | $27.32 | 11,654 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-22 | 3,810 | $27.25 | 7,844 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-22 | 4,696 | $11.88 | 12,540 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-22 | 2,892 | $27.18 | 9,648 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-22 | 1,804 | $27.14 | 7,844 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options - Right to Acquire | Disposition | 2013-02-22 | 10,400 | $0.00 | 16,000 | $12.00 |
| Common Stock | Stock Option - Right to Acquire | Disposition | 2013-02-22 | 4,696 | $0.00 | 5,870 | $11.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-12-13 | 2017-12-13 | No | 4 | M | Direct |
| 0 | 2009-12-11 | 2018-12-11 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of sale prices on 2/22/2013, ranging from $27.24 to $27.33.
- Represents the weighted average of sale prices on 2/22/2013, ranging from $27.07 to $27.19.
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- All options vest 20% on December 13, 2008, and the remaining 80% vest in equal quarterly installments over the remaining four years.
- All options vest 20% on December 11, 2009, and the remaining 80% vest in equal quarterly installments over the remaining four years.
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