Filing Details
- Accession Number:
- 0001014776-13-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-26 14:39:02
- Reporting Period:
- 2011-07-22
- Filing Date:
- 2013-02-26
- Accepted Time:
- 2013-02-26 14:39:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
9521 | Bancroft Fund Ltd | BCV | (0) | 042476994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1269051 | J Sally Finnican | C/O Dinsmore Capital Management 65 Madison Avenue Morristown NJ 07960 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Beneficial Interest | Disposition | 2011-07-22 | 945 | $17.22 | 2,000 | No | 4 | S | Indirect | By daughter's trust |
Shares Of Beneficial Interest | Disposition | 2011-09-14 | 500 | $15.60 | 1,500 | No | 4 | S | Indirect | By daughter's trust |
Shares Of Beneficial Interest | Disposition | 2011-12-08 | 1,000 | $15.55 | 516 | No | 4 | S | Indirect | By daughter's trust |
Shares Of Beneficial Interest | Disposition | 2012-03-30 | 516 | $16.65 | 0 | No | 4 | S | Indirect | By daughter's trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By daughter's trust |
No | 4 | S | Indirect | By daughter's trust |
No | 4 | S | Indirect | By daughter's trust |
No | 4 | S | Indirect | By daughter's trust |
Footnotes
- Includes 597 shares acquired on various dates in fiscal years 2003 through 2011 under the BCV dividend reinvestment plan.
- Connecticut Uniform Transfers to Minors Act.
- Includes 16 shares acquired on September 29, 2011 under the BCV dividend reinvestment plan.
- In addition, the reporting person is the direct beneficial owner of 4,976 shares, which include 1,052 shares acquired on various dates in fiscal years 2003 through 2012 under the BCV dividend reinvestment plan. She is also the indirect beneficial owner of 585 shares held by an UTMA trust for her son's benefit, which include 119 shares acquired on various dates in fiscal years 2003 through 2012 under the BCV dividend reinvestment plan.