Filing Details
- Accession Number:
- 0000950103-13-001280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-25 21:11:47
- Reporting Period:
- 2013-02-21
- Filing Date:
- 2013-02-25
- Accepted Time:
- 2013-02-25 21:11:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1471261 | Cobalt International Energy Inc. | CIE | Crude Petroleum & Natural Gas (1311) | 270821169 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477017 | P. John Wilkirson | Cobalt Center 920 Memorial City Way, Suite 100 Houston TX 77024 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-15 | 45,030 | $0.00 | 0 | No | 5 | G | Indirect | See footnote |
Common Stock | Disposition | 2013-01-15 | 45,030 | $0.00 | 0 | No | 5 | G | Indirect | See footnote |
Common Stock | Acquisiton | 2013-02-21 | 14,192 | $0.00 | 134,167 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-02-21 | 4,518 | $0.00 | 138,685 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-02-22 | 1,333 | $23.81 | 137,352 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | See footnote |
No | 5 | G | Indirect | See footnote |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2013-02-21 | 25,836 | $0.00 | 25,836 | $23.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,836 | 2015-12-31 | 2023-02-21 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 221,031 | Indirect | See footnote |
Common Stock | 45,030 | Indirect | See footnote |
Common Stock | 45,030 | Indirect | See footnote |
Common Stock | 500 | Indirect | See footnote |
Common Stock | 500 | Indirect | See footnote |
Common Stock | 119,975 | Direct | |
Common Stock | 221,031 | Indirect | See footnote |
Common Stock | 45,030 | Indirect | See footnote |
Common Stock | 45,030 | Indirect | See footnote |
Common Stock | 500 | Indirect | See footnote |
Common Stock | 500 | Indirect | See footnote |
Footnotes
- 45,030 shares and restricted shares represent the remaining assets of the John Pollan Wilkirson 2009 GRAT, of which 50% was transferred to the William Earle Wilkirson 2009 Trust One and the other 50% was transferred to the Matthew Alan Wilkirson 2009 Trust One.
- 45,030 shares and restricted shares represent the remaining assets of the Stacy Spence Wilkirson 2009 GRAT, of which 50% was transferred to the William Earle Wilkirson 2009 Trust Two and the other 50% was transferred to the Matthew Alan Wilkirson 2009 Trust Two.
- These shares and restricted shares are directly owned by the Wilkirson Holdings Trust.
- These shares and restricted shares are directly owned by the William Earle Wilkirson 2009 Trust One and the William Earle Wilkirson 2009 Trust Two.
- These shares and restricted shares are directly owned by the Matthew Alan Wilkirson 2009 Trust One and the Matthew Alan Wilkirson 2009 Trust Two.
- These shares are held by the reporting person's child. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- These shares are held by the reporting person's child. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- 14,192 shares represent restricted shares granted under the Issuer's Long Term Incentive Plan (the "Plan"), of which the first 50% will vest on December 31, 2015 and the remaining 50% will vest on December 31, 2016, subject to the terms of the award agreement under the Plan.
- 4,518 shares represent shares received in connection with the vesting of performance-based restricted stock units granted under the Plan on December 3, 2010.
- 1,333 shares represent shares sold pursuant to a Rule 10b5-1 plan to cover taxes in connection with the vesting of performance-based restricted stock units granted under the Plan on December 3, 2010.
- This sale price is a weighted average sale price that represents the sale of these shares at prices ranging from $23.80 to $23.85, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any other security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- 25,836 shares represent shares underlying stock options granted under the Plan, of which the first 50% will vest on December 31, 2015 and the remaining 50% will vest on December 31, 2016, subject to the terms of the award agreement under the Plan.