Filing Details

Accession Number:
0001179110-13-003492
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-25 20:04:48
Reporting Period:
2013-02-21
Filing Date:
2013-02-25
Accepted Time:
2013-02-25 20:04:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171759 Red Robin Gourmet Burgers Inc RRGB Retail-Eating Places (5812) 841573084
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349040 M Annita Menogan 6312 S. Fiddler'S Green Circle
Suite 200N
Greenwood Village CO 80111
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-21 94 $41.82 16,860 No 4 F Direct
Common Stock Acquisiton 2013-02-22 500 $34.71 17,360 No 4 M Direct
Common Stock Acquisiton 2013-02-22 500 $35.46 17,860 No 4 M Direct
Common Stock Disposition 2013-02-22 1,000 $42.73 16,860 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-22 500 $0.00 500 $34.71
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-22 500 $0.00 500 $35.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,559 2021-06-24 No 4 M Direct
5,114 2022-02-21 No 4 M Direct
Footnotes
  1. In connection with the vesting of 296 time-based restricted stock units, which were granted on February 21, 2012 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 94 of such shares to the issuer to satisfy her tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.709 to $42.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Includes 6,380 restricted stock units and 750 shares of restricted stock that are subject to vesting and forfeiture restrictions.
  4. The option exercised is a portion of the grant to the reporting person made on 6/24/2011 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. 25% of the option vested on 6/24/2012, and thereafter 75% of the option vest in 36 substantially equal monthly installments, with the first installment vesting on the same day of the month following the month in which the first anniversary of the award date occurred and an additional installment vesting on the same day of each of the 36 months thereafter. As of February 22, 2013, 2,003 shares of common stock underlying the option had vested.
  5. The option exercised is a portion of the grant to the reporting person made on 2/21/2012 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. 25% of the option vests on each of the first, second, third and fourth anniversaries of the grant. As of February 22, 2013, 1,403 shares of common stock underlying the option had vested.