Filing Details
- Accession Number:
- 0000950103-13-001269
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-25 17:36:37
- Reporting Period:
- 2013-02-21
- Filing Date:
- 2013-02-25
- Accepted Time:
- 2013-02-25 17:36:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1471261 | Cobalt International Energy Inc. | CIE | Crude Petroleum & Natural Gas (1311) | 270821169 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477019 | W. James Farnsworth | Cobalt Center 920 Memorial City Way, Suite 100 Houston TX 77024 | Chief Exploration Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-21 | 18,397 | $0.00 | 1,638,248 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-02-21 | 7,907 | $0.00 | 1,646,155 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-02-22 | 2,209 | $23.83 | 1,643,946 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2013-02-21 | 33,491 | $0.00 | 33,491 | $23.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,491 | 2015-12-31 | 2023-02-21 | No | 4 | A | Direct |
Footnotes
- 18,397 shares represent restricted shares granted under the Issuer's Long Term Incentive Plan (the "Plan"), of which the first 50% will vest on December 31, 2015 and the remaining 50% will vest on December 31, 2016, subject to the terms of the award agreement under the Plan.
- 7,907 shares represent shares received in connection with the vesting of performance-based restricted stock units granted under the Plan on December 3, 2010.
- 2,209 shares represent shares sold pursuant to a Rule 10b5-1 plan to cover taxes in connection with the vesting of performance-based restricted stock units granted under the Plan on December 3, 2010.
- This sale price is a weighted average sale price that represents the sale of these shares at prices ranging from $23.82 to $23.85, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any other security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- 33,491 shares represent shares underlying stock options granted under the Plan, of which the first 50% will vest on December 31, 2015 and the remaining 50% will vest on December 31, 2016, subject to the terms of the award agreement under the Plan.