Filing Details

Accession Number:
0001209191-13-011259
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-25 16:52:29
Reporting Period:
2013-02-21
Filing Date:
2013-02-25
Accepted Time:
2013-02-25 16:52:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942082 Iii H Carl Lindner 301 East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-21 17,000 $0.00 2,496,240 No 4 A Indirect #1
Common Stock Disposition 2013-02-22 50,000 $44.44 2,446,240 No 4 S Indirect #1
Common Stock Disposition 2013-02-25 16,700 $44.19 1,371,800 No 4 S Indirect #12
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect #1
No 4 S Indirect #1
No 4 S Indirect #12
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Grant Acquisiton 2013-02-21 50,000 $0.00 50,000 $44.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2023-02-21 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,938 Indirect #2
Common Stock 176,166 Indirect #21
Common Stock 33,091 Indirect #22
Common Stock 146,659 Indirect #25
Common Stock 1,637,904 Indirect #26
Common Stock 77,671 Indirect #27
Common Stock 1,079 Indirect #28
Common Stock 38,705 Indirect #29
Common Stock 110,589 Indirect #30
Footnotes
  1. Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.
  2. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.42 to $44.51, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnotes (3) and (5).
  4. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.85 to $44.80 inclusive.
  6. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
  7. Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05.
  8. Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05.
  9. Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09.
  10. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
  11. Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009.
  12. Indirect #28 MBL TTEE MBL Trust DTD 1/17/2008
  13. Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held by charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.
  14. Indirect #30: Martha S. Lindner TTEE Carl H. Lindner Dynasty Trust DTD 12/21/12
  15. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.