Filing Details

Accession Number:
0001127602-13-007770
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-25 16:42:08
Reporting Period:
2013-02-25
Filing Date:
2013-02-25
Accepted Time:
2013-02-25 16:42:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1373835 Spectra Energy Corp. SE Natural Gas Transmisison & Distribution (4923) 205413139
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1382625 N Alan Harris 5400 Westheimer Court
Houston TX 77056-5310
Chief Dev & Ops Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-25 1,600 $11.86 85,410 No 4 M Direct
Common Stock Acquisiton 2013-02-25 700 $12.52 86,110 No 4 M Direct
Common Stock Disposition 2013-02-25 2,300 $29.44 83,810 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-25 1,600 $0.00 1,600 $11.86
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-25 700 $0.00 700 $12.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-02-25 2013-02-25 No 4 M Direct
0 2007-04-01 2013-04-01 No 4 M Direct
Footnotes
  1. On January 2, 2007, Duke Energy Corporation distributed all of the shares of common stock of Spectra Energy Corp to Duke Energy shareholders. In connection with the distribution, the reporting person was granted stock options in partial substitution of stock options previously issued by Duke Energy. On January 8, 2007, the exercise price of the options described herein was calculated in accordance with the terms established by the Compensation Committee of the Board of Directors.