Filing Details

Accession Number:
0001209191-13-011228
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-25 16:19:39
Reporting Period:
2013-02-22
Filing Date:
2013-02-25
Accepted Time:
2013-02-25 16:19:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397903 Kumar Anil Jain C/O Cavium, Inc.
2315 N. First Street
San Jose CA 95131
Corporate Vp, Ic Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-22 3,750 $3.04 54,750 No 4 M Direct
Common Stock Disposition 2013-02-22 10,125 $37.32 44,625 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Right to Buy Disposition 2013-02-22 3,750 $0.00 3,750 $3.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-03-22 2016-03-22 No 4 M Direct
Footnotes
  1. The sale was made under a 10b5-1 trading plan adopted by the reporting person on 2/8/2013
  2. Shares were sold ranging from $36.69 per share to $37.50 per share.