Filing Details
- Accession Number:
- 0000066756-13-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-25 11:01:33
- Reporting Period:
- 2013-02-21
- Filing Date:
- 2013-02-25
- Accepted Time:
- 2013-02-25 11:01:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298646 | W Donald Stellmaker | 30 West Superior Street Duluth MN 55803 | V.p. & Corporate Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-21 | 1,324 | $37.76 | 8,072 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-21 | 1,792 | $41.35 | 9,864 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-21 | 4,596 | $39.10 | 14,460 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-21 | 7,712 | $46.32 | 6,748 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Rt. to buy) | Disposition | 2013-02-21 | 1,324 | $0.00 | 1,324 | $37.76 |
Common Stock | Employee Stock Option (Rt. to buy) | Disposition | 2013-02-21 | 1,792 | $0.00 | 1,792 | $41.35 |
Common Stock | Employee Stock Option (Rt. to buy) | Disposition | 2013-02-21 | 4,596 | $0.00 | 4,596 | $39.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-02 | No | 4 | M | Direct | |
0 | 2015-02-01 | No | 4 | M | Direct | |
0 | 2018-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,418 | Indirect | By RSOP Trust |
Footnotes
- The option vested in three equal installments; one-third vested on February 2, 2005, one-third vested on February 2, 2006, and one-third vested on February 2, 2007.
- The option vested in three equal installments; one-third vested on February 1, 2006, one-third vested on February 1, 2007, and one-third vested on February 1, 2008.
- The option vested in three equal installments; one-third vested on February 1, 2009, one-third vested on February 1, 2010, and one-third vested on February 1, 2011.