Filing Details
- Accession Number:
- 0001209191-13-010972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-22 16:52:34
- Reporting Period:
- 2013-02-20
- Filing Date:
- 2013-02-22
- Accepted Time:
- 2013-02-22 16:52:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551182 | Eaton Corp Plc | ETN | Misc Industrial & Commercial Machinery & Equipment (3590) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188585 | M Alexander Cutler | 1000 Eaton Boulevard Cleveland OH 44122 | See Remarks Below. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2013-02-20 | 199,535 | $34.11 | 735,823 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2013-02-20 | 199,535 | $61.02 | 536,288 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2013-02-20 | 8,462 | $29.54 | 544,750 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2013-02-20 | 4,071 | $61.38 | 540,679 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option | Disposition | 2013-02-20 | 199,535 | $0.00 | 199,535 | $34.11 |
| Ordinary Shares | Stock Option | Disposition | 2013-02-20 | 8,462 | $0.00 | 8,462 | $29.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 202,465 | 2006-02-22 | 2015-02-22 | No | 4 | M | Direct |
| 0 | 2005-02-24 | 2014-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 38,126 | Indirect | by trustee of ESP |
| Ordinary Shares | 2,000 | Indirect | by son |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $60.62 - $61.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These shares were delivered to the issuer to pay for the applicable option exercise price and withholding tax.
- Aggregate holdings have been adjusted to reflect certain gifts of Eaton Corporation common shares by the reporting person prior to the consummation of the merger of Eaton Corporation with a wholly owned subsidiary of Eaton Corporation plc on November 30, 2012.
- These shares are held in the Eaton Savings Plan.
Billionaire Hedge Funds
