Filing Details

Accession Number:
0001140361-13-008824
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-22 09:00:45
Reporting Period:
2013-02-20
Filing Date:
2013-02-22
Accepted Time:
2013-02-22 09:00:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
764401 Insteel Industries Inc IIIN Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) 560674867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017475 Iii O H Woltz 1373 Boggs Drive
Mount Airy NC 27030
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-20 9,605 $9.12 469,988 No 4 M Direct
Common Stock Disposition 2013-02-20 5,000 $17.00 464,988 No 4 S Direct
Common Stock Disposition 2013-02-20 180 $17.05 464,808 No 4 S Direct
Common Stock Acquisiton 2013-02-21 4,186 $9.12 468,994 No 4 M Direct
Common Stock Disposition 2013-02-21 2,000 $16.10 466,994 No 4 S Direct
Common Stock Disposition 2013-02-21 389 $16.20 466,605 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-02-20 9,605 $0.00 9,605 $9.12
Common Stock Stock Option (Right to Buy) Disposition 2013-02-21 4,186 $0.00 4,186 $9.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,221 2015-03-04 No 4 M Direct
4,035 2015-03-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,513 Indirect co-executor of Howard O. Woltz, Jr. Estate
Common Stock 365,130 Indirect co-trustee of trusts established by Howard O. Woltz, Jr.
Common Stock 21,222 Indirect Custodial account for minor child
Common Stock (Restricted Stock Units) 77,704 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $16.45 2023-02-12 20,921 20,921 Direct
Common Stock Stock Option (Right to Buy) $10.23 2022-08-21 32,967 32,967 Direct
Common Stock Stock Option (Right to Buy) $13.06 2022-02-21 24,752 24,752 Direct
Common Stock Stock Option (Right to Buy) $10.72 2021-08-08 30,928 30,928 Direct
Common Stock Stock Option (Right to Buy) $12.43 2021-02-08 25,597 25,597 Direct
Common Stock Stock Option (Right to Buy) $9.16 2020-08-09 33,708 33,708 Direct
Common Stock Stock Option (Right to Buy) $9.39 2020-02-09 32,468 32,468 Direct
Common Stock Stock Option (Right to Buy) $11.60 2019-08-10 23,962 23,962 Direct
Common Stock Stock Option (Right to Buy) $11.15 2018-02-19 28,791 28,791 Direct
Common Stock Stock Option (Right to Buy) $7.55 2019-02-10 32,609 32,609 Direct
Common Stock Stock Option (Right to Buy) $16.69 2018-08-19 15,957 15,957 Direct
Common Stock Stock Option (Right to Buy) $17.11 2017-02-13 14,395 14,395 Direct
Common Stock Stock Option (Right to Buy) $20.27 2017-08-13 11,878 11,878 Direct
Common Stock Stock Option (Right to Buy) $20.26 2016-08-14 6,369 6,369 Direct
Common Stock Stock Option (Right to Buy) $15.64 2016-02-14 9,144 9,144 Direct
Common Stock Stock Option (Right to Buy) $6.89 2015-07-26 11,532 11,532 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-12 20,921 20,921 Direct
2022-08-21 32,967 32,967 Direct
2022-02-21 24,752 24,752 Direct
2021-08-08 30,928 30,928 Direct
2021-02-08 25,597 25,597 Direct
2020-08-09 33,708 33,708 Direct
2020-02-09 32,468 32,468 Direct
2019-08-10 23,962 23,962 Direct
2018-02-19 28,791 28,791 Direct
2019-02-10 32,609 32,609 Direct
2018-08-19 15,957 15,957 Direct
2017-02-13 14,395 14,395 Direct
2017-08-13 11,878 11,878 Direct
2016-08-14 6,369 6,369 Direct
2016-02-14 9,144 9,144 Direct
2015-07-26 11,532 11,532 Direct
Footnotes
  1. Options vest 1/3 annually beginning one year from grant date.
  2. In addition to the gifts on November 3 and November 30, 2011, this Form also reflects the beneficial interest H. O. Woltz III is deemed to hold in the estate of his father, Howard O. Woltz, Jr., and in three trusts established by his father, following the death of his father on January 2, 2011. Mr. Woltz III disclaims beneficial interest in the shares held in the estate and in trust, except to the extent of his pecuniary interest therein.