Filing Details
- Accession Number:
- 0001209191-13-010674
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-21 19:35:53
- Reporting Period:
- 2013-02-19
- Filing Date:
- 2013-02-21
- Accepted Time:
- 2013-02-21 19:35:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911635 | Associated Estates Realty Corp | AEC | Real Estate Investment Trusts (6798) | 341747603 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244947 | Lou Fatica | 1 Aec Parkway Richmond Heights OH 44143 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, Without Par Value | Acquisiton | 2013-02-19 | 12,750 | $9.46 | 235,699 | No | 4 | M | Direct | |
| Common Shares, Without Par Value | Acquisiton | 2013-02-19 | 30,354 | $9.58 | 266,053 | No | 4 | M | Direct | |
| Common Shares, Without Par Value | Acquisiton | 2013-02-19 | 26,060 | $11.26 | 292,113 | No | 4 | M | Direct | |
| Common Shares, Without Par Value | Disposition | 2013-02-19 | 65,564 | $17.34 | 226,549 | No | 4 | S | Direct | |
| Common Shares, Without Par Value | Disposition | 2013-02-19 | 3,600 | $17.40 | 222,949 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options | Disposition | 2013-02-19 | 12,750 | $0.00 | 12,750 | $9.46 |
| Common Shares | Employee Stock Options | Disposition | 2013-02-19 | 30,354 | $0.00 | 30,354 | $9.58 |
| Common Shares | Empoyee Stock Options | Disposition | 2013-02-19 | 26,060 | $0.00 | 26,060 | $11.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-08-27 | 2014-08-27 | No | 4 | M | Direct |
| 0 | 2006-02-04 | 2015-08-04 | No | 4 | M | Direct |
| 0 | 2007-02-28 | 2016-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, Without Par Value | 2,914 | Indirect | By 401(k) |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $17.295 - $17.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $17.395 - $17.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
