Filing Details
- Accession Number:
- 0001209191-13-010672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-21 19:34:17
- Reporting Period:
- 2013-02-19
- Filing Date:
- 2013-02-21
- Accepted Time:
- 2013-02-21 19:34:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226064 | M Susan Kanaya | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Svp, Finance, Cfo And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-19 | 3,929 | $2.00 | 3,929 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-19 | 3,929 | $11.92 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-19 | 3,796 | $2.00 | 3,796 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-19 | 3,796 | $11.92 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-20 | 2,921 | $2.00 | 2,921 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-20 | 2,921 | $11.92 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-20 | 3,201 | $2.00 | 3,201 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-20 | 3,201 | $11.92 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-21 | 2,709 | $2.00 | 2,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-21 | 2,709 | $11.89 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-21 | 2,778 | $2.00 | 2,778 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-21 | 2,778 | $11.89 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-19 | 3,929 | $0.00 | 3,929 | $2.00 |
| Common | Employee Stock Option (right to buy) | Disposition | 2013-02-19 | 3,796 | $0.00 | 3,796 | $2.00 |
| Common | Employee Stock Option (right to buy) | Disposition | 2013-02-20 | 2,921 | $0.00 | 2,921 | $2.00 |
| Common | Employee Stock Option (right to buy) | Disposition | 2013-02-20 | 3,201 | $0.00 | 3,201 | $2.00 |
| Common | Employee Stock Option (right to buy) | Disposition | 2013-02-21 | 2,709 | $0.00 | 2,709 | $2.00 |
| Common | Employee Stock Option (right to buy) | Disposition | 2013-02-21 | 2,778 | $0.00 | 2,778 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 173,571 | 2016-02-09 | No | 4 | M | Direct | |
| 169,775 | 2016-02-09 | No | 4 | M | Direct | |
| 166,854 | 2016-02-09 | No | 4 | M | Direct | |
| 163,653 | 2016-02-09 | No | 4 | M | Direct | |
| 160,944 | 2016-02-09 | No | 4 | M | Direct | |
| 158,166 | 2016-02-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $11.89 to $11.96 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $11.89 to $11.95 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $11.89 to $11.97 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $11.89 to $11.94 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $11.89 to $11.97 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of February 19, 2013 and prior to this transaction, the option fully vested.
- Not applicable.
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