Filing Details
- Accession Number:
- 0001140361-13-008792
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-21 19:07:05
- Reporting Period:
- 2013-02-19
- Filing Date:
- 2013-02-21
- Accepted Time:
- 2013-02-21 19:07:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
9326 | Balchem Corp | BCPC | Chemicals & Allied Products (2800) | 132578432 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209059 | A Dino Rossi | Balchem Corporation 52 Sunrise Park Road New Hampton NY 10958 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-19 | 5,757 | $0.00 | 136,851 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-02-19 | 34,569 | $5.85 | 171,420 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-19 | 34,569 | $37.88 | 136,851 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-02-20 | 14,925 | $5.85 | 151,776 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-20 | 14,925 | $36.28 | 136,851 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-02-19 | 22,069 | $22,069.00 | 0 | $38.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-19 | No | 4 | A | Direct |
Footnotes
- Ownership of the restricted stock does not vest in Reporting person until four years from the grant date and is further subject to restrictions on transfer in accordance with the provisions of a Restricted Stock Grant Agreement between the Issuer and the Reporting Person.
- This filing amends the "Amount of Securities Beneficially Owned Following Reported Transaction" to include the most current amount of shares owned directly by Mr. Rossi in his 401(k)/profit sharing account.
- Options vest 20% year 1; 40% year 2; and 40% year 3
- Sale of shares pursuant to Rule 10b5-1 adopted on August 6, 2012