Filing Details
- Accession Number:
- 0001181431-13-011470
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-21 18:29:47
- Reporting Period:
- 2013-02-19
- Filing Date:
- 2013-02-21
- Accepted Time:
- 2013-02-21 18:29:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1272830 | Vonage Holdings Corp | VG | Telephone Communications (No Radiotelephone) (4813) | 113547680 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361433 | A Jeffrey Citron | C/O Vonage Holdings Corp. 23 Main Street Holmdel NJ 07733 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-19 | 100,000 | $2.63 | 25,387,994 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-20 | 100,000 | $2.62 | 25,287,994 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-21 | 100,000 | $2.56 | 25,187,994 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-02-19 | 1,000,000 | $1.96 | 26,187,994 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-19 | 748,091 | $2.62 | 25,439,903 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-02-19 | 48,661 | $1.40 | 25,488,564 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-20 | 320,036 | $2.61 | 25,168,528 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-19 | 1,000,000 | $0.00 | 1,000,000 | $1.96 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-19 | 48,661 | $0.00 | 48,661 | $1.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-04-01 | No | 4 | M | Direct | |
0 | 2013-09-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 178,959 | Indirect | By KEC Holdings |
Common Stock | 7,659,601 | Indirect | By Kyra Elyse Citron 1999 Descendent Annuity Trust |
Common Stock | 7,663,999 | Indirect | By Noah Aidan Citron 1999 Descendent Annuity Trust |
Footnotes
- Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on May 12, 2011 for estate planning and diversification purposes.
- The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $2.60 to $2.67. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $2.58 to $2.66. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $2.545 to $2.60. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- The option, originally representing a right to purchase a total of 1,000,000 shares, was fully vested as of April 1, 2012 and would have expired as of April 1, 2013. The Reporting Person engaged in a stock option exercise by attestation and sold shares in a separate transaction reported on this Form 4 to offset shares received on the exercise of the option.
- The option, originally representing a right to purchase a total of 48,661 shares, was fully vested as of September 18, 2006 and would have expired as of September 18, 2013. The Reorting Person paid the cash exercise price and sold shares in a separate transaction reported on this Form 4 to offset shares received on the exercise of the option.
- Represents shares sold by the Reporting Person to offset shares received on the exercise of the options reported on this Form 4.
- The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $2.60 to $2.635. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.