Filing Details

Accession Number:
0001181431-13-011470
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-21 18:29:47
Reporting Period:
2013-02-19
Filing Date:
2013-02-21
Accepted Time:
2013-02-21 18:29:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1272830 Vonage Holdings Corp VG Telephone Communications (No Radiotelephone) (4813) 113547680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1361433 A Jeffrey Citron C/O Vonage Holdings Corp.
23 Main Street
Holmdel NJ 07733
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-19 100,000 $2.63 25,387,994 No 4 S Direct
Common Stock Disposition 2013-02-20 100,000 $2.62 25,287,994 No 4 S Direct
Common Stock Disposition 2013-02-21 100,000 $2.56 25,187,994 No 4 S Direct
Common Stock Acquisiton 2013-02-19 1,000,000 $1.96 26,187,994 No 4 M Direct
Common Stock Disposition 2013-02-19 748,091 $2.62 25,439,903 No 4 F Direct
Common Stock Acquisiton 2013-02-19 48,661 $1.40 25,488,564 No 4 M Direct
Common Stock Disposition 2013-02-20 320,036 $2.61 25,168,528 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-02-19 1,000,000 $0.00 1,000,000 $1.96
Common Stock Stock Option (Right to Buy) Disposition 2013-02-19 48,661 $0.00 48,661 $1.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-04-01 No 4 M Direct
0 2013-09-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 178,959 Indirect By KEC Holdings
Common Stock 7,659,601 Indirect By Kyra Elyse Citron 1999 Descendent Annuity Trust
Common Stock 7,663,999 Indirect By Noah Aidan Citron 1999 Descendent Annuity Trust
Footnotes
  1. Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on May 12, 2011 for estate planning and diversification purposes.
  2. The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $2.60 to $2.67. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
  3. The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $2.58 to $2.66. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
  4. The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $2.545 to $2.60. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
  5. The option, originally representing a right to purchase a total of 1,000,000 shares, was fully vested as of April 1, 2012 and would have expired as of April 1, 2013. The Reporting Person engaged in a stock option exercise by attestation and sold shares in a separate transaction reported on this Form 4 to offset shares received on the exercise of the option.
  6. The option, originally representing a right to purchase a total of 48,661 shares, was fully vested as of September 18, 2006 and would have expired as of September 18, 2013. The Reorting Person paid the cash exercise price and sold shares in a separate transaction reported on this Form 4 to offset shares received on the exercise of the option.
  7. Represents shares sold by the Reporting Person to offset shares received on the exercise of the options reported on this Form 4.
  8. The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $2.60 to $2.635. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.