Filing Details
- Accession Number:
- 0000891839-13-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-21 17:19:42
- Reporting Period:
- 2013-02-19
- Filing Date:
- 2013-02-21
- Accepted Time:
- 2013-02-21 17:19:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
792985 | Health Management Associates Inc | HMA | Services-General Medical & Surgical Hospitals, Nec (8062) | 610963645 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217263 | D Gary Newsome | Health Management Associates, Inc. 5811 Pelican Bay Boulevard, Suite 500 Naples FL 34108 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Disposition | 2013-02-19 | 200,000 | $10.78 | 1,945,765 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Deferred Stock Award | Acquisiton | 2013-02-19 | 304,414 | $0.00 | 304,414 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
304,414 | 2017-03-01 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | $4.75 | 2012-09-13 | 2018-09-13 | 500,000 | 500,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-09-13 | 500,000 | 500,000 | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 stock trading plan previously adopted by Mr. Newsome and reported by Health Management Associates, Inc. in a Current Report on Form 8-K dated January 17, 2013.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.65 to $10.87. Mr. Newsome undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- This option was previously reported by Mr. Newsome.
- This deferred stock award was granted under the Issuer's Amended and Restated 1996 Executive Incentive Compensation Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests 25% on 3/1/14, 3/1/15, 3/1/16, and 3/1/17 assuming Mr. Newsome's continuous employment and is subject to forfeiture if certain vesting conditions are not met.