Filing Details
- Accession Number:
- 0001144204-13-010526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-21 16:39:37
- Reporting Period:
- 2013-02-19
- Filing Date:
- 2013-02-21
- Accepted Time:
- 2013-02-21 16:39:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091596 | Cytomedix Inc | CMXI | Surgical & Medical Instruments & Apparatus (3841) | 232958959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1542363 | Joseph Guercio Del | 209 Perry Parkway, Suite 7 Gaithersburg MD 20877 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-19 | 509,091 | $0.55 | 1,143,770 | No | 4 | P | Indirect | SEE FOOTNOTE |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | SEE FOOTNOTE |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | COMMON STOCK WARRANT | Acquisiton | 2013-02-19 | 356,364 | $0.00 | 356,364 | $0.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
520,362 | 2013-02-19 | 2018-02-19 | No | 4 | P | Indirect |
Footnotes
- The shares of common stock and common stock warrants were acquired and are owned directly by CNF Investments II, LLC. ("CNF") in the February 19, 2013 registered offering of the Company's securities pursuant to the effective registration statement on Form S-3 (the "Reportable Securities"). The individual managing members (collectively, the "CNF Member Managers") of CNF are Joseph Del Guercio and Robert J. Flanagan. CNF and CNF Member Managers may share voting and dispositive power over the shares directly held by CNF. Mr. Del Guercio is Managing Director of CNF. He disclaims beneficial ownership of such securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
- The Reportable Securities in the above-referenced offering were sold in units, at the price per unit of $.55, with each unit consisting of one share of common stock together with a warrant to purchase 0.7 of a share of common stock. The warrants are immediately exercisable at an exercise price of $0.75 per share and expire on February 21, 2018 and are subject to transfer restrictions.