Filing Details
- Accession Number:
- 0001181431-13-011303
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-21 15:36:34
- Reporting Period:
- 2013-02-19
- Filing Date:
- 2013-02-21
- Accepted Time:
- 2013-02-21 15:36:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001115 | Geospace Technologies Corp | GEOS | Measuring & Controlling Devices, Nec (3829) | 760447780 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550990 | R. Walter Wheeler | 7007 Pinemont Drive Houston TX 77040 | Executive Vice President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-02-19 | 4,000 | $4.33 | 35,930 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-02-19 | 1,505 | $108.00 | 34,425 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (right to buy) | Disposition | 2013-02-19 | 4,000 | $0.00 | 4,000 | $4.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-03-25 | 2013-03-25 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options (right to buy) | $8.78 | 2009-12-05 | 2018-12-05 | 6,000 | 6,000 | Direct |
21.945 | Options (right to buy) | $21.95 | 2011-02-25 | 2020-02-25 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-05 | 6,000 | 6,000 | Direct |
2020-02-25 | 20,000 | 20,000 | Direct |
Footnotes
- These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
- On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 15,965 additional shares of common stock.
- 1505 of the shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
- Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
- On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 3,000 additional options for which the strike price was reduced to $8.78.
- On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 10,000 additional options for which the strike price was reduced to $21.945.
- This option is fully vested.
- This option vests in four equal annual installments beginning February 25, 2011 and will be fully vested on February 25, 2014.