Filing Details

Accession Number:
0001181431-13-011303
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-21 15:36:34
Reporting Period:
2013-02-19
Filing Date:
2013-02-21
Accepted Time:
2013-02-21 15:36:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001115 Geospace Technologies Corp GEOS Measuring & Controlling Devices, Nec (3829) 760447780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550990 R. Walter Wheeler 7007 Pinemont Drive
Houston TX 77040
Executive Vice President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2013-02-19 4,000 $4.33 35,930 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2013-02-19 1,505 $108.00 34,425 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (right to buy) Disposition 2013-02-19 4,000 $0.00 4,000 $4.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-03-25 2013-03-25 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options (right to buy) $8.78 2009-12-05 2018-12-05 6,000 6,000 Direct
21.945 Options (right to buy) $21.95 2011-02-25 2020-02-25 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-12-05 6,000 6,000 Direct
2020-02-25 20,000 20,000 Direct
Footnotes
  1. These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
  2. On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 15,965 additional shares of common stock.
  3. 1505 of the shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
  4. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
  5. On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 3,000 additional options for which the strike price was reduced to $8.78.
  6. On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 10,000 additional options for which the strike price was reduced to $21.945.
  7. This option is fully vested.
  8. This option vests in four equal annual installments beginning February 25, 2011 and will be fully vested on February 25, 2014.