Filing Details
- Accession Number:
- 0001181431-13-011242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-21 13:15:08
- Reporting Period:
- 2008-08-25
- Filing Date:
- 2013-02-21
- Accepted Time:
- 2013-02-21 13:15:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1263762 | New Century Bancorp Inc | NCBC | State Commercial Banks (6022) | 200218264 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1408468 | S Kevin Bunn | C/O New Century Bank 700 W Cumberland Street Dunn NC 28334 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-12 | 1,920 | $6.45 | 6,880 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-12 | 120 | $5.75 | 0 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2013-02-12 | 600 | $5.19 | 0 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2013-02-12 | 1,200 | $5.25 | 0 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | stock options | $7.07 | 2005-06-09 | 2014-06-09 | 19,800 | 19,800 | Direct |
| Common Stock | stock options | $13.44 | 2006-07-13 | 2015-07-13 | 1,350 | 1,350 | Direct |
| Common Stock | stock options | $16.21 | 2007-08-03 | 2016-08-03 | 4,800 | 4,800 | Direct |
| Common Stock | stock options | $7.94 | 2009-06-18 | 2019-06-18 | 1,500 | 1,500 | Direct |
| Common Stock | stock options | $5.75 | 2009-10-22 | 2018-10-22 | 150 | 150 | Direct |
| Common Stock | stock options | $5.19 | 2010-01-04 | 2020-01-04 | 1,000 | 1,000 | Direct |
| Common Stock | stock options | $5.25 | 2011-01-18 | 2021-01-18 | 3,000 | 3,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-06-09 | 19,800 | 19,800 | Direct |
| 2015-07-13 | 1,350 | 1,350 | Direct |
| 2016-08-03 | 4,800 | 4,800 | Direct |
| 2019-06-18 | 1,500 | 1,500 | Direct |
| 2018-10-22 | 150 | 150 | Direct |
| 2020-01-04 | 1,000 | 1,000 | Direct |
| 2021-01-18 | 3,000 | 3,000 | Direct |
Footnotes
- 5 year 20% vesting
- Profit disgorged pursuant to Section 16(b) of the '34 Act.
Billionaire Hedge Funds
