Filing Details
- Accession Number:
- 0000874015-13-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 19:03:24
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 19:03:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874015 | Isis Pharmaceuticals Inc | ISIS | Pharmaceutical Preparations (2834) | 330336973 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1564926 | R. Patrick O'neil | C/O Isis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010 | Svp, Legal & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-15 | 100 | $10.29 | 1,424 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-15 | 100 | $14.80 | 1,324 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-02-15 | 250 | $10.29 | 1,574 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-15 | 250 | $14.82 | 1,324 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-02-19 | 1,600 | $10.29 | 2,924 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-19 | 1,600 | $14.80 | 1,324 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-15 | 100 | $0.00 | 100 | $10.29 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-15 | 250 | $0.00 | 250 | $10.29 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-19 | 1,600 | $0.00 | 1,600 | $10.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,900 | 2012-01-03 | 2018-01-02 | No | 4 | M | Direct |
16,650 | 2012-01-03 | 2018-01-02 | No | 4 | M | Direct |
15,050 | 2012-01-03 | 2018-01-02 | No | 4 | M | Direct |
Footnotes
- Acquired as a result of exercising a stock option pursuant to a Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 30, 2013.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2013.
- Grant of 1/3/2011 to reporting person of stock options under the Isis Pharamceuticals, Inc. 1989 Stock Option Plan. 25% of the shares subject to the option vested and became exercisable on 1/3/2012. Thereafter, the remaining shares subject to the option vest and become exercisable in 36 equal monthly installments, at the rate of 5,750 shares per year. The option was exercisable as to 5,629 shares on 2/15/2013.
- Grant of 1/3/2011 to reporting person of stock options under the Isis Pharmaceuticals, Inc. 1989 Stock Option Plan. 25% of the shares subject to the option vested and became exercisable on 1/3/2012. Thereafter, the remaining shares subject to the option vest and become exercisable in 36 equal monthly installments, at the rate of 5,750 shares per year. The option was exercisable as to 4,029 shares on 2/19/2013.