Filing Details

Accession Number:
0000874015-13-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-20 19:03:24
Reporting Period:
2013-02-15
Filing Date:
2013-02-20
Accepted Time:
2013-02-20 19:03:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874015 Isis Pharmaceuticals Inc ISIS Pharmaceutical Preparations (2834) 330336973
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1564926 R. Patrick O'neil C/O Isis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad CA 92010
Svp, Legal & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-15 100 $10.29 1,424 No 4 M Direct
Common Stock Disposition 2013-02-15 100 $14.80 1,324 No 4 S Direct
Common Stock Acquisiton 2013-02-15 250 $10.29 1,574 No 4 M Direct
Common Stock Disposition 2013-02-15 250 $14.82 1,324 No 4 S Direct
Common Stock Acquisiton 2013-02-19 1,600 $10.29 2,924 No 4 M Direct
Common Stock Disposition 2013-02-19 1,600 $14.80 1,324 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-02-15 100 $0.00 100 $10.29
Common Stock Employee Stock Option (right to buy) Disposition 2013-02-15 250 $0.00 250 $10.29
Common Stock Employee Stock Option (right to buy) Disposition 2013-02-19 1,600 $0.00 1,600 $10.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,900 2012-01-03 2018-01-02 No 4 M Direct
16,650 2012-01-03 2018-01-02 No 4 M Direct
15,050 2012-01-03 2018-01-02 No 4 M Direct
Footnotes
  1. Acquired as a result of exercising a stock option pursuant to a Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 30, 2013.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2013.
  3. Grant of 1/3/2011 to reporting person of stock options under the Isis Pharamceuticals, Inc. 1989 Stock Option Plan. 25% of the shares subject to the option vested and became exercisable on 1/3/2012. Thereafter, the remaining shares subject to the option vest and become exercisable in 36 equal monthly installments, at the rate of 5,750 shares per year. The option was exercisable as to 5,629 shares on 2/15/2013.
  4. Grant of 1/3/2011 to reporting person of stock options under the Isis Pharmaceuticals, Inc. 1989 Stock Option Plan. 25% of the shares subject to the option vested and became exercisable on 1/3/2012. Thereafter, the remaining shares subject to the option vest and become exercisable in 36 equal monthly installments, at the rate of 5,750 shares per year. The option was exercisable as to 4,029 shares on 2/19/2013.