Filing Details
- Accession Number:
- 0001447387-13-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 18:15:29
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 18:15:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
732412 | Multiband Corp | MBND | Telephone Communications (No Radiotelephone) (4813) | 411255001 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1058854 | Cannell Capital Llc | P.o. Box 3459 310 E. Pearl Street, P.o. Box 3459 Jackson WY 83001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Class A Shares) | Acquisiton | 2013-02-15 | 31,407 | $2.08 | 2,672,639 | No | 4 | P | Indirect | By partnerships and corporations |
Common Stock (Class A Shares) | Acquisiton | 2013-02-19 | 21,223 | $2.10 | 2,693,862 | No | 4 | P | Indirect | By partnerships and corporations |
Common Stock (Class A Shares) | Acquisiton | 2013-02-20 | 159,561 | $2.10 | 2,853,423 | No | 4 | P | Indirect | By partnerships and corporations |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By partnerships and corporations |
No | 4 | P | Indirect | By partnerships and corporations |
No | 4 | P | Indirect | By partnerships and corporations |
Footnotes
- As of February 20, 2013, Tristan Offshore Fund Limited ("Tristan Offshore"), Tristan Partners, L.P. ("Tristan"), The Cuttyhunk Master Portfolio ("Cutty"), Tonga Partners, L.P. ("Tonga"), the Optima UCITS Umbrella Plc / Cannell UCITS Fund ("Cannell UCITS"), and sundry separately managed accounts ("Cannell SMAs" and collectively with Tristan Offshore, Tristan, Cutty, Cannell UCITS, and Tonga, the "Funds") owned in the aggregate (i) 2,853,423 shares of common stock, with no par value per share of Multiband, Inc.
- Cannell Capital LLC acts as the investment adviser to Tristan Offshore, Cutty, the Cannell UCITS Fund, and the Cannell SMAs, and is the general partner of and investment adviser to Tristan and Tonga. Mr. J. Cannell is the sole managing member of Cannell Capital LLC. As a result, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Thus, for the purposes of Reg. Section 240.13d-3, as of February 20, 2013 Mr. Cannell is deemed to beneficially own 2,853,423 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any. None of the Funds has a position larger than 5.0% of the shares outstanding of Multiband, Inc.