Filing Details

Accession Number:
0001102624-13-000218
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-20 18:05:39
Reporting Period:
2013-02-19
Filing Date:
2013-02-20
Accepted Time:
2013-02-20 18:05:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261734 Aeolus Pharmaceuticals Inc. AOLS Pharmaceutical Preparations (2834) 561953785
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296750 J Joseph Krivulka C/O Aeolus Pharmaceuticals, Inc.
26361 Crown Valley Parkway, Inc. Ste 150
Mission Viejo CA 92691
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-19 400,000 $0.00 733,333 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2013-02-19 400,000 $0.00 400,000 $0.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
400,000 2013-02-19 2018-02-19 No 4 P Direct
Footnotes
  1. (1) Pursuant to a Securities Purchase Agreement by and between Aeolus Pharmaceuticals, Inc., a Delaware corporation (the "Company"), and Mr. Krivulka, dated as of February 19, 2013, the Company issued and sold 400,000 Units (the "Units") to Mr. Krivulka for a purchase price of $100,000. Each Unit is comprised of one (1) share of the Company's common stock, $0.01 par value per share (the "Common Stock"), and one (1) warrant to purchase one (1) share of Common Stock with an initial exercise price of $0.25 per share of Common Stock, subject to certain adjustments.