Filing Details

Accession Number:
0001179110-13-003113
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-20 17:05:38
Reporting Period:
2013-02-15
Filing Date:
2013-02-20
Accepted Time:
2013-02-20 17:05:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1244937 Enernoc Inc ENOC Services-Computer Programming, Data Processing, Etc. (7370) 870698303
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399290 B David Brewster C/O Enernoc, Inc.
101 Federal Street, Suite 1100
Boston MA 02110
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-15 2,534 $0.00 1,240,822 No 4 A Direct
Common Stock Acquisiton 2013-02-15 110,000 $0.00 1,350,822 No 4 A Direct
Common Stock Disposition 2013-02-20 10,000 $17.03 1,340,822 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. On February 12, 2013, the Issuer's Compensation Committee determined that the Issuer achieved more than 100% of certain pre-determined performance objectives in connection with the Issuer's previously approved 2012 executive bonus plan and the reporting person received 100% of the increase in shares of the Issuer's common stock.
  2. Consists of a performance-based restricted stock award made pursuant to the Issuer's Amended and Restated 2007 Employee, Director and Consultant Stock Plan. The performance-based restricted stock award vests over a four-year period, at a rate of twenty-five percent (25%) following certification by the Issuer's Compensation Committee of the achievement of certain pre-determined performance objectives, such certification to be finalized between February 1st and March 15th of 2014, and quarterly thereafter.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2012.
  4. This transaction was executed in multiple trades at prices ranging from $16.89 to $17.32 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.