Filing Details
- Accession Number:
- 0001140361-13-008408
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 17:05:35
- Reporting Period:
- 2012-08-22
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 17:05:35
- Original Submission Date:
- 2012-08-24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1262823 | Westlake Chemical Corp | WLK | Industrial Organic Chemicals (2860) | 760346924 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299505 | James Chao | 2801 Post Oak Blvd. Houston TX 77056 | Director | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-22 | 33,802 | $14.24 | 124,710 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-22 | 33,802 | $69.03 | 90,908 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Option (right to buy) | Disposition | 2012-08-22 | 33,802 | $0.00 | 33,802 | $14.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-02-13 | 2019-02-13 | No | 4 | M | Direct |
Footnotes
- The number of shares of common stock held by the reporting person was incorrectly reported on the first transaction shown on the reporting person's original Form 4 filed August 24, 2012 (and correspondingly on each subsequent transaction shown on such Form 4), and was also incorrectly reported on the subsequent Forms 4 filed by the reporting person on December 10, 2012, December 11, 2012, December 12, 2012 and January 10, 2013.
- In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on August 22, 2012 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.00 to $69.0801, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. The transactions were shown individually on the reporting person's original Form 4 filed August 24, 2012.
- The derivative securities were previously reported as being acquired instead of disposed of. In addition, the number of derivative securities beneficially owned following reported transaction was previously incorrectly reported as 149,644.