Filing Details
- Accession Number:
- 0001179110-13-003112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 17:05:26
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 17:05:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1244937 | Enernoc Inc | ENOC | Services-Computer Programming, Data Processing, Etc. (7370) | 870698303 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399291 | G Timothy Healy | C/O Enernoc, Inc., 101 Federal Street, Suite 1100 Boston MA 02110 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-15 | 3,765 | $0.00 | 1,102,877 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2013-02-15 | 170,000 | $0.00 | 1,272,877 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-02-19 | 12,500 | $17.06 | 1,260,377 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- On February 12, 2013, the Issuer's Compensation Committee determined that the Issuer achieved more than 100% of certain pre-determined performance objectives in connection with the Issuer's previously approved 2012 executive bonus plan and the reporting person received 100% of the increase in shares of the Issuer's common stock.
- Consists of a performance-based restricted stock award made pursuant to the Issuer's Amended and Restated 2007 Employee, Director and Consultant Stock Plan. The performance-based restricted stock award vests over a four-year period, at a rate of twenty-five percent (25%) following certification by the Issuer's Compensation Committee of the achievement of certain pre-determined performance objectives, such certification to be finalized between February 1st and March 15th of 2014, and quarterly thereafter.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2012.
- This transaction was executed in multiple trades at prices ranging from $16.88 to $17.35 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
