Filing Details

Accession Number:
0001225208-13-004697
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-20 16:45:27
Reporting Period:
2013-02-15
Filing Date:
2013-02-20
Accepted Time:
2013-02-20 16:45:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552179 F Richard Lambert 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-15 520 $57.17 5,970 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,749 Indirect By 401(k)
Common Stock 72 Indirect By Spouse
Footnotes
  1. Following the transactions reported on this Form 4, Mr. Lambert continues to hold 5,970 shares directly and 4,749 shares indirectly in a 401(k) account. Mr. Lambert also holds an additional 21,799 vested stock options, 14,301 unvested stock options, 2,948 restricted stock units and 1,312 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.