Filing Details
- Accession Number:
- 0001225208-13-004697
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 16:45:27
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 16:45:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552179 | F Richard Lambert | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-15 | 520 | $57.17 | 5,970 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,749 | Indirect | By 401(k) |
Common Stock | 72 | Indirect | By Spouse |
Footnotes
- Following the transactions reported on this Form 4, Mr. Lambert continues to hold 5,970 shares directly and 4,749 shares indirectly in a 401(k) account. Mr. Lambert also holds an additional 21,799 vested stock options, 14,301 unvested stock options, 2,948 restricted stock units and 1,312 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.