Filing Details
- Accession Number:
- 0001246360-13-001442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 16:35:13
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 16:35:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366001 | M Jerry Kennelly | C/O Riverbed Technology, Inc. 199 Fremont Street San Francisco CA 94105 | Chairman And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-15 | 50,000 | $3.00 | 1,027,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-15 | 50,000 | $15.97 | 977,241 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-20 | 50,000 | $3.00 | 1,027,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-20 | 50,000 | $16.40 | 977,241 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-02-15 | 50,000 | $0.00 | 50,000 | $3.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-02-20 | 50,000 | $0.00 | 50,000 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350,000 | 2016-04-30 | No | 4 | M | Direct | |
| 300,000 | 2016-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,585,834 | Indirect | by Kennelly Ptrs. LP |
Footnotes
- Shares held directly by Kennelly Partners, L.P. Reporting Person and his wife are the general partners of Kennelly Partners, L.P. Reporting Person disclaims beneficial ownership of the common stock held by the partnership except to the extent of his pecuniary interest therein.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2006.
- Sale pursuant to a Rule 10b5-1 trading plan.
- The sales price reported in column 4 of Table 1 represents the weighted average sales price of the shares sold ranging from $15.85 to $16.16 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2006.
- The sales price reported in column 4 of Table 1 represents the weighted average sales price of the shares sold ranging from $16.33 to $16.50 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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