Filing Details
- Accession Number:
- 0001209191-13-009973
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 12:22:44
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 12:22:44
- Original Submission Date:
- 2013-02-19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101199 | United Fire Group Inc | UFCS | Fire, Marine & Casualty Insurance (6331) | 452302834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1451184 | R Neal Scharmer | 118 Second Avenue Se P.o. Box 73909 Cedar Rapids IA 52407-3909 | Vp/General Counsel/Corp Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-15 | 1,446 | $23.96 | 6,547 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-02-15 | 7 | $23.96 | 632 | No | 5 | P | Indirect | By 401(k) Plan for Self |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 5 | P | Indirect | By 401(k) Plan for Self |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Option (right to buy) | Acquisiton | 2013-02-15 | 5,074 | $0.00 | 5,074 | $23.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,074 | 2023-02-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 786 | Indirect | By Issuer's Employee Stock Ownership Plan for self |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Stock Option (right to buy) | $20.54 | 2021-02-18 | 5,049 | 5,049 | Direct | |
Common | Stock Option (right to buy) | $22.42 | 2020-05-19 | 3,000 | 3,000 | Direct | |
Common | Stock Option (right to buy) | $33.43 | 2018-05-21 | 4,639 | 4,639 | Direct | |
Common | Stock Option (right to buy) | $35.23 | 2017-02-16 | 5,000 | 5,000 | Direct | |
Common | Stock Option (right to buy) | $39.13 | 2016-02-17 | 2,500 | 2,500 | Direct | |
Common | Stock Option (right to buy) | $32.39 | 2015-02-18 | 2,500 | 2,500 | Direct | |
Common | Stock Option (right to buy) | $21.66 | 2014-02-20 | 2,000 | 2,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-02-18 | 5,049 | 5,049 | Direct |
2020-05-19 | 3,000 | 3,000 | Direct |
2018-05-21 | 4,639 | 4,639 | Direct |
2017-02-16 | 5,000 | 5,000 | Direct |
2016-02-17 | 2,500 | 2,500 | Direct |
2015-02-18 | 2,500 | 2,500 | Direct |
2014-02-20 | 2,000 | 2,000 | Direct |
Footnotes
- This transaction represents a grant of restricted stock to the Reporting Person under the Issuer's 2008 Stock Plan.
- The total number of securities beneficially held directly by the reporting person following the reported transaction includes: 1,268 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 05/21/2013; 1,974 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 1,446 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018; and 1,859 shares held directly by the Reporting Person.
- The deemed execution date of this transaction is the statement date as provided by the Issuer's 401(k)Plan trustee/administrator.
- Shares acquired through payroll deduction and participation in Issuer's 401(k) Plan.
- This transaction qualifies as a non-discretionary transaction from a tax-qualified plan and is voluntarily reported on Form 4.
- Represents the approximate number of shares acquired by the trustee/administrator of the Issuer's 401(k)Plan for the Reporting Person's benefit, based on a statement of the 401(k)Plan trustee/administrator.
- The price per share is based on a statement provided by the Issuer's 401(k) Plan trustee/administrator.
- The number of securities shown as being held in or acquired or disposed of by the Issuer's 401(k) account for the Reporting Person's benefit are the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Issuer's 401(k) plan. Such shares are not directly allocated to 401(k) plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
- The exercise price of these stock options represents the closing price of issuer's common stock on the grant date.
- 4,060 options that become exercisable in four equal installments of 1,015 options each on 02/15/2014, 02/15/2015, 02/15,2016 and 02/15/2017; and 1,014 options that become exercisable on 02/15/2018.
- 2,020 options currently exercisable; 2,020 options that become exercisable in two equal installments of 1,010 options each on 02/18/2014 and 02/18/2015; and 1,009 options that become exercisable on 02/18/2016.
- 1,200 options currently exercisable and 1,800 options become exercisable in three equal installments of 600 options each on 05/19/2014, 05/19/2015 and 05/19/2016.
- 3,711 options currently exercisable and 928 options become exerciseable on 05/21/2013.
- All options currently exercisable.