Filing Details
- Accession Number:
- 0001209191-13-009939
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 08:45:38
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 08:45:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257328 | K John Wulff | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-15 | 3,000 | $46.75 | 41,587 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units (Deferred Compensation) | Acquisiton | 2013-02-15 | 2,269 | $46.80 | 2,269 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,792 | No | 4 | I | Direct |
Footnotes
- Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
- The security converts to common stock on a one-for-one basis.
- These units are to be settled in cash after the Reporting Person's retirement.