Filing Details

Accession Number:
0001513935-13-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-19 20:07:11
Reporting Period:
2013-02-15
Filing Date:
2013-02-19
Accepted Time:
2013-02-19 20:07:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513935 Edgar Luce C/O Ellie Mae, Inc.
4155 Hopyard Road, Suite 200
Pleasanton CA 94588
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-15 5,000 $1.38 6,814 No 4 M Direct
Common Stock Disposition 2013-02-15 5,000 $23.63 1,814 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2013-02-15 5,000 $0.00 5,000 $1.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,916 2015-02-22 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $23.39 to $23.75, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Includes 269 shares acquired by the reporting person under the Issuer's Employee Stock Purchase Plan on August 31, 2012. Previous filings made by the reporting person following August 31, 2012 inadvertently excluded these shares from the total reported in Column 5.
  4. 100% of the shares subject to the option are fully vested and exercisable.
  5. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.