Filing Details
- Accession Number:
- 0001246360-13-001412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-19 19:45:14
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2013-02-19
- Accepted Time:
- 2013-02-19 19:45:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263108 | S Glenn Johnson | 19300 International Blvd Seattle WA 98188 | President/Horizon Air | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-14 | 170 | $38.00 | 30,141 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-14 | 2,630 | $38.00 | 32,771 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-14 | 170 | $49.33 | 32,601 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-14 | 2,051 | $48.71 | 30,550 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-02-15 | 14,235 | $49.22 | 16,315 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2013-02-14 | 2,630 | $0.00 | 2,630 | $38.00 |
Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2013-02-14 | 170 | $0.00 | 680 | $38.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,890 | 2013-02-14 | 2022-02-14 | No | 4 | M | Direct |
510 | 2013-02-14 | 2022-02-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock 401(K) | 2,472 | Indirect | ESOP TRUST |
Restricted Stock Unit | 17,230 | Direct |
Footnotes
- COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2012.
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NOT VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 PLAN ADOPTED BY MR. JOHNSON ON 7/31/12.
- STOCK SWAP EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. JOHNSON ON 7/31/12.
- DISPOSITION OF MATURE SHARES OF ALK COMMON STOCK, TO COVER THE COST TO EXERCISE 2,630 OPTIONS UPON VESTING. STOCK SWAP EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. JOHNSON ON 7/31/12.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. JOHNSON ON 7/31/12.
- SALE OF COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. JOHNSON ON 7/31/12.