Filing Details

Accession Number:
0001209191-13-009906
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-19 19:00:41
Reporting Period:
2013-02-14
Filing Date:
2013-02-19
Accepted Time:
2013-02-19 19:00:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 861106510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547258 E Thomas Schodorf C/O Splunk Inc.
250 Brannan Street
San Francisco CA 94107
Svp, Field Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-14 5,500 $0.62 431,881 No 4 M Direct
Common Stock Disposition 2013-02-14 5,500 $35.00 426,381 No 4 S Direct
Common Stock Acquisiton 2013-02-19 3,000 $0.62 429,381 No 4 M Direct
Common Stock Disposition 2013-02-19 3,000 $34.78 426,381 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-02-14 5,500 $0.00 5,500 $0.62
Common Stock Employee Stock Option (right to buy) Disposition 2013-02-19 3,000 $0.00 3,000 $0.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
434,087 2019-10-21 No 4 M Direct
431,087 2019-10-21 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2012.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.74 to $35.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. The option represents a right to purchase a total of 934,173 shares pursuant to which one-fourth of the shares subject to the option vested on October 5, 2010 and one forty-eighth of the shares vest monthly thereafter.