Filing Details
- Accession Number:
- 0001225208-13-004589
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-19 18:53:36
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2013-02-19
- Accepted Time:
- 2013-02-19 18:53:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
36104 | Us Bancorp | USB | National Commercial Banks (6021) | 410255900 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185489 | R Lee Mitau | 800 Nicollet Mall Minneapolis MN 55402 | Evp, General Counsel, And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2013-02-15 | 7,343 | $0.00 | 38,240 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-02-15 | 2,449 | $34.08 | 35,791 | No | 4 | F | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-02-14 | 5,000 | $33.85 | 30,019 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2013-02-14 | 4,944 | $0.00 | 4,944 | $33.99 |
Common Stock, $0.01 Par Value | Restricted Stock Units | Acquisiton | 2013-02-14 | 5,295 | $0.00 | 5,295 | $0.00 |
Common Stock, $0.01 Par Value | Restricted Stock Units | Disposition | 2013-02-15 | 7,343 | $0.00 | 7,343 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,944 | 2023-02-14 | No | 4 | A | Direct | |
5,295 | 2014-02-14 | No | 4 | A | Direct | |
22,032 | 2013-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 301 | Indirect | By 401(k) plan |
Footnotes
- Based on a plan report dated February 4, 2013, the most recent plan report available.
- The options vest in four equal annual installments beginning February 14, 2014. These options make up part of the reporting person's 2013 long-term incentive compensation grant.
- Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
- Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125%, or decrease to as little as 0%, of the initial number of units. These restricted stock units make up part of the reporting person's 2013 long-term incentive compensation grant.
- The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.