Filing Details
- Accession Number:
- 0001225208-13-004579
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-19 18:37:06
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2013-02-19
- Accepted Time:
- 2013-02-19 18:37:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 36104 | Us Bancorp | USB | National Commercial Banks (6021) | 410255900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185476 | Andrew Cecere | 800 Nicollet Mall Minneapolis MN 55402 | Vice Chairman And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Disposition | 2013-02-14 | 41,298 | $33.87 | 141,001 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2013-02-15 | 21,185 | $0.00 | 162,186 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2013-02-15 | 7,358 | $34.08 | 154,828 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2013-02-14 | 84,948 | $0.00 | 84,948 | $33.99 |
| Common Stock, $0.01 Par Value | Restricted Stock Units | Acquisiton | 2013-02-14 | 91,019 | $0.00 | 91,019 | $0.00 |
| Common Stock, $0.01 Par Value | Restricted Stock Units | Disposition | 2013-02-15 | 21,185 | $0.00 | 21,185 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,948 | 2023-02-14 | No | 4 | A | Direct | |
| 91,019 | 2014-02-14 | No | 4 | A | Direct | |
| 63,557 | 2013-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 9,968 | Indirect | By 401(k) plan |
| Common Stock, $0.01 Par Value | 341 | Indirect | By Spouse |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $33.8700 to $33.8750. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Based on a plan report dated February 4, 2013, the most recent plan report available.
- The options vest in four equal annual installments beginning February 14, 2014. These options make up part of the reporting person's 2013 long-term incentive compensation grant.
- Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
- Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125%, or decrease to as little as 0%, of the initial number of units. These restricted stock units make up part of the reporting person's 2013 long-term incentive compensation grant.
- The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
Billionaire Hedge Funds
