Filing Details
- Accession Number:
- 0001534158-13-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-19 18:33:20
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2013-02-19
- Accepted Time:
- 2013-02-19 18:33:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229313 | D Stephen Newlin | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-17 | 121,100 | $0.00 | 362,356 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-17 | 58,253 | $23.08 | 304,103 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-02-14 | 5,000 | $23.50 | 25,000 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2013-02-19 | 5,000 | $23.45 | 20,000 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2013-02-17 | 121,100 | $0.00 | 121,100 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2013-02-15 | 63,000 | $0.00 | 63,000 | $0.00 |
Common Stock | Stock Appreciation Rights | Acquisiton | 2013-02-15 | 137,000 | $0.00 | 137,000 | $23.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-17 | 2013-02-17 | No | 4 | M | Direct |
63,000 | 2016-02-15 | 2016-02-15 | No | 4 | A | Direct |
137,000 | 2023-02-15 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
- Includes dividend equivalents earned with respect to the vested restricted stock units.
- SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.