Home > Insider Trading > Filing (0001489096-13-000011)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1489096	Thermon Group Holdings Inc.	THR	Electrical Industrial Apparatus (3620)	272228185

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181536	Jay Peterson	100 Thermon Drive San Marcos TX 78666	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-02-15	10,000	$5.20	10,000	No	4	M	Direct
Common Stock	Disposition	2013-02-15	10,000	$22.16	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-02-15	10,000	$0.00	10,000	$5.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
47,101	2011-05-04	2020-10-20	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,132	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$9.82	2011-05-04	2021-03-01	23,744	23,744	Direct
Common Stock	Stock Option (Right to Buy)	$12.00		2021-05-04	5,000	5,000	Direct
Common Stock	Performance Units	$0.00			8,132	8,132	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-03-01	23,744	23,744	Direct
2021-05-04	5,000	5,000	Direct
	8,132	8,132	Direct

Footnotes

Transactions pursuant to a Rule 10b5-1 Plan.
This represents the weighted average sale price. Reporting person will, upon request, supply the SEC Staff, the Issuer or a securityholder of the Issuer full information regarding the number of shares sold at each separate price.
On August 2, 2012, the reporting person was granted 8,132 restricted stock units which vest in equal annual installments on each of the first, second and third anniversaries of the grant date.
Options became fully vested and exercisable in connection with the Issuer's initial public offering.
Options vest in five equal annual installments beginning on May 4, 2012.
On August 2, 2012, the reporting person was granted a performance unit award of 8,132 shares, which will vest in annual installments on March 31, 2013, March 31, 2014 and March 31, 2015 only upon the Issuer's achievement of predetermined total shareholder return goals. The number of shares reflected on this filing represents the target award. The actual number of shares that may vest depends on the Issuer's actual performance relative to its peer group and ranges from 0% below threshold performance, 50% at threshold performance, 100% at target performance and 200% at maximum performance.