Filing Details
- Accession Number:
- 0001181431-13-010637
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-19 18:13:54
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-02-19
- Accepted Time:
- 2013-02-19 18:13:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1504619 | Pennantpark Floating Rate Capital Ltd. | PFLT | () | 273794690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284937 | H Arthur Penn | 590 Madison Avenue 15Th Floor New York NY 10022 | Chairman And Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-15 | 15,600 | $13.96 | 114,267 | No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
Common Stock | Disposition | 2013-02-19 | 25,847 | $14.11 | 140,114 | No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
Footnotes
- Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.