Filing Details
- Accession Number:
- 0001044321-13-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-19 16:24:39
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2013-02-19
- Accepted Time:
- 2013-02-19 16:24:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1093691 | Plug Power Inc | PLUG | Electrical Industrial Apparatus (3620) | 223672377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-14 | 2,000,000 | $0.12 | 6,511,620 | No | 4 | S | Indirect | By Limited Partnerships |
Common Stock | Disposition | 2013-02-14 | 5,000,000 | $0.13 | 1,511,620 | No | 4 | S | Indirect | By Limited Partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Limited Partnerships |
No | 4 | S | Indirect | By Limited Partnerships |
Footnotes
- This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (Tech2). 561,004 shares of Common Stock are held by SSFQP, 168,715 shares of Common Stock are held by Cayman, 103,251 shares of Common Stock are held by PE, 94,293 shares of Common Stock are held by Tech and 584,357 shares of Common Stock are held by Tech2. The interest of Marxe and Greenhouse in the shares of Common Stock owned by SSFQP, Cayman, PE, Tech and Tech2 is limited to the extent of his pecuniary interest.
- This is a weighed average price.