Filing Details

Accession Number:
0001044321-13-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-19 16:24:39
Reporting Period:
2013-02-14
Filing Date:
2013-02-19
Accepted Time:
2013-02-19 16:24:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093691 Plug Power Inc PLUG Electrical Industrial Apparatus (3620) 223672377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044321 M David Greenhouse & W Austin Marxe C/O Special Situations Funds
527 Madison Avenue, Suite 2600
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-14 2,000,000 $0.12 6,511,620 No 4 S Indirect By Limited Partnerships
Common Stock Disposition 2013-02-14 5,000,000 $0.13 1,511,620 No 4 S Indirect By Limited Partnerships
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Limited Partnerships
No 4 S Indirect By Limited Partnerships
Footnotes
  1. This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (Tech2). 561,004 shares of Common Stock are held by SSFQP, 168,715 shares of Common Stock are held by Cayman, 103,251 shares of Common Stock are held by PE, 94,293 shares of Common Stock are held by Tech and 584,357 shares of Common Stock are held by Tech2. The interest of Marxe and Greenhouse in the shares of Common Stock owned by SSFQP, Cayman, PE, Tech and Tech2 is limited to the extent of his pecuniary interest.
  2. This is a weighed average price.