Filing Details
- Accession Number:
- 0001001250-13-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-19 16:07:18
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2013-02-19
- Accepted Time:
- 2013-02-19 16:07:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008082 | P William Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Executive Chairman | Yes | Yes | Yes | No |
| 1008088 | M Gary Lauder | 767 Fifth Avenue New York NY 10153 | No | No | Yes | No | |
| 1260298 | Lauder William Fbo Trust Remainder Grat 1992 | 767 Fifth Avenue New York NY 10153 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2013-02-14 | 50,000 | $63.38 | 518,662 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2013-02-15 | 48,000 | $63.58 | 470,662 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2013-02-15 | 2,000 | $64.07 | 468,662 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 486,489 | Direct | |
| Class A Common Stock | 10,468 | Indirect | by children of WPL |
| Class A Common Stock | 24,360 | Indirect | WPL is a trustee of the GML GRAT Remainder Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 1,268,304 | 1,268,304 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 6,525,600 | 6,525,600 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 45,740 | 45,740 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,268,304 | 1,268,304 | Direct | |
| 6,525,600 | 6,525,600 | Direct | |
| 45,740 | 45,740 | Indirect |
Footnotes
- WPL GRAT Remainder Trust sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on May 21, 2012.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The WPL GRAT Remainder Trust undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices in the range from $62.84 to $63.60 per share, inclusive.
- Owned by WPL GRAT Remainder Trust directly. Owned by each of William P. Lauder (WPL) and Gary M. Lauder (GML), indirectly, as a trustee of the WPL GRAT Remainder Trust.
- WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- Sales prices in the range from $62.99 to $63.98 per share, inclusive.
- Sales prices in the range from $63.99 to $64.10 per share, inclusive.
- Owned by WPL directly.
- Owned by WPL indirectly, in custody for his children.
- Owned by GML GRAT Remainder Trust directly. Owned by each of WPL and GML, indirectly, as a trustee of the GML GRAT Remainder Trust.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
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