Filing Details
- Accession Number:
- 0001181431-13-010301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-19 07:25:34
- Reporting Period:
- 2013-02-13
- Filing Date:
- 2013-02-19
- Accepted Time:
- 2013-02-19 07:25:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383414 | Pennantpark Investment Corp | PNNT | () | 208250744 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396917 | Jeffrey Flug | C/O Pennantpark Investment Corporation 590 Madison Avenue, 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-13 | 35,000 | $11.30 | 48,500 | No | 4 | P | Indirect | Held by various related trusts |
Common Stock | Acquisiton | 2013-02-15 | 15,900 | $11.44 | 64,400 | No | 4 | P | Indirect | Held by various related trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by various related trusts |
No | 4 | P | Indirect | Held by various related trusts |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 127,888 | Direct |