Filing Details
- Accession Number:
- 0000807863-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-15 20:21:59
- Reporting Period:
- 2013-02-13
- Filing Date:
- 2013-02-15
- Accepted Time:
- 2013-02-15 20:21:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 807863 | Mitek Systems Inc | MITK | Computer Peripheral Equipment, Nec (3577) | 870418827 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212148 | B James Debello | Mitek Systems, Inc. 8911 Balboa Avenue Suite B San Diego CA 92123 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-13 | 33,520 | $1.06 | 366,853 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-13 | 33,520 | $5.00 | 333,333 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-14 | 45,703 | $1.06 | 379,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-14 | 45,703 | $5.00 | 333,333 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-15 | 82,131 | $1.06 | 415,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-15 | 58,964 | $5.00 | 356,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-15 | 319,000 | $0.35 | 675,500 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-13 | 33,520 | $0.00 | 33,520 | $1.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-14 | 45,703 | $0.00 | 45,703 | $1.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-15 | 82,131 | $0.00 | 82,131 | $1.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-15 | 319,000 | $0.00 | 319,000 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 366,480 | 2003-06-19 | 2013-05-19 | No | 4 | M | Direct |
| 320,777 | 2003-06-19 | 2013-05-19 | No | 4 | M | Direct |
| 238,646 | 2003-06-19 | 2013-05-19 | No | 4 | M | Direct |
| 0 | 2008-01-04 | 2017-12-04 | No | 4 | M | Direct |
Footnotes
- This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2013.
- Comprised of 642,167 shares of common stock and 33,333 shares subject to restricted stock awards held by the reporting person.
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