Filing Details
- Accession Number:
- 0001127602-13-006430
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-02-15 17:48:45
- Reporting Period:
- 2012-06-06
- Filing Date:
- 2013-02-15
- Accepted Time:
- 2013-02-15 17:48:45
- Original Submission Date:
- 2012-06-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1032033 | Slm Corp | SLM | Personal Credit Institutions (6141) | 522013874 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1065144 | L Steven Shapiro | 300 Continental Drive Newark DE 19713 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-24 | 19,425 | $0.00 | 37,105 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2012-05-24 | 19,425 | $0.00 | 149,065 | No | 5 | G | Indirect | By LLC |
Common Stock | Disposition | 2012-06-06 | 20,000 | $14.50 | 129,065 | No | 4 | S | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | By LLC |
No | 4 | S | Indirect | By LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,000 | Indirect | By IRA |
Footnotes
- The sole purpose of this amendment is to show a change in ownership from "direct" to indirect" upon a transfer by Mr. Shapiro of 19,425 shares of the Company's common stock to an LLC owned by Mr. Shapiro and his spouse on May 24, 2012. This change in beneficial ownership was not reflected in Mr. Shapiro's Form 4 filed on February 11, 2013.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Resteco LLC, a New Jersey limited liability company, of which the reporting person is a member.
- Dividend equivalent rights issued on unvested restricted stock are included in Mr. Shapiro's common stock holding balance.