Filing Details
- Accession Number:
- 0001179110-13-002883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-15 17:05:52
- Reporting Period:
- 2009-11-16
- Filing Date:
- 2013-02-15
- Accepted Time:
- 2013-02-15 17:05:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1372020 | Great Lakes Dredge & Dock Corp | GLDD | Heavy Construction Other Than Bldg Const - Contractors (1600) | 205336063 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1317879 | Peter Deutsch | Great Lakes Dredge &Amp; Dock Corporation 2122 York Road Oak Brook IL 60523 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-11-16 | 1,000 | $6.94 | 35,974 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2009-11-16 | 1,000 | $6.94 | 36,974 | No | 4 | P | Direct | |
Common Stock | Disposition | 2009-11-17 | 23,401 | $6.71 | 13,573 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2009-11-17 | 23,401 | $6.72 | 36,974 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-04-07 | 9,204 | $5.55 | 33,157 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-04-07 | 9,204 | $5.56 | 42,361 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-11-28 | 9,843 | $5.60 | 48,617 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-11-28 | 9,843 | $5.60 | 58,460 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-01-10 | 2,411 | $6.07 | 58,859 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-10 | 2,411 | $6.07 | 61,270 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-11-08 | 16,217 | $8.21 | 52,980 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-08 | 16,217 | $8.22 | 69,197 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct |
Footnotes
- The transactions reported on this Form 4 are being reported late due to the reporting person's prior understanding that the transactions reported herein were not subject to reporting under Section 16(a) of the Exchange Act. Pursuant to Section 16(b) of the of the Securities Exchange Act of 1934 (the "Exchange Act"), the reporting person has agreed to pay to Great Lakes Dredge & Dock Corporation $9,470.82, representing the full amount of the profit realized in connection with the short-swing transactions reported on this Form 4, less transaction costs of such transactions.
- Represents the weighted average sale price of $6.94 rounded to the nearest hundredths. The highest price at which the shares were sold was $6.94 and the lowest price at which the shares were sold was $6.93, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
- Represents the weighted average sale price of $6.71 rounded to the nearest hundredths. The highest price at which the shares were sold was $6.75 and the lowest price at which the shares were sold was $6.66, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
- Represents the weighted average purchase price of $6.72 rounded to the nearest hundredths. The highest price at which the shares were purchased was $6.77 and the lowest price at which the shares were purchased was $6.68, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities purchased at each separate price.
- Represents the weighted average sale price of $5.55 rounded to the nearest hundredths. The highest price at which the shares were sold was $5.56 and the lowest price at which the shares were sold was $5.55, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
- This total takes into account the previously-reported receipt by the Reporting Person of stock awards in the interim period.
- Represents the weighted average sale price of $5.60 rounded to the nearest hundredths. The highest price at which the shares were sold was $5.61 and the lowest price at which the shares were sold was $5.58, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
- Represents the weighted average purchase price of $5.60 rounded to the nearest hundredths. The highest price at which the shares were purchased was $5.61 and the lowest price at which the shares were purchased was $5.59, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities purchased at each separate price.
- Represents the weighted average sale price of $6.07 rounded to the nearest hundredths. The highest price at which the shares were sold was $6.08 and the lowest price at which the shares were sold was $6.06, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
- Represents the weighted average purchase price of $6.07 rounded to the nearest hundredths. The highest price at which the shares were purchased was $6.08 and the lowest price at which the shares were purchased was $6.04, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities purchased at each separate price.
- Represents the weighted average sale price of $8.21 rounded to the nearest hundredths. The highest price at which the shares were sold was $8.23 and the lowest price at which the shares were sold was $8.20, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
- Represents the weighted average purchase price of $8.22 rounded to the nearest hundredths. The highest price at which the shares were purchased was $8.25 and the lowest price at which the shares were purchased was $8.21, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities purchased at each separate price.