Filing Details

Accession Number:
0001179110-13-002883
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-15 17:05:52
Reporting Period:
2009-11-16
Filing Date:
2013-02-15
Accepted Time:
2013-02-15 17:05:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372020 Great Lakes Dredge & Dock Corp GLDD Heavy Construction Other Than Bldg Const - Contractors (1600) 205336063
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317879 Peter Deutsch Great Lakes Dredge &Amp; Dock Corporation
2122 York Road
Oak Brook IL 60523
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-11-16 1,000 $6.94 35,974 No 4 S Direct
Common Stock Acquisiton 2009-11-16 1,000 $6.94 36,974 No 4 P Direct
Common Stock Disposition 2009-11-17 23,401 $6.71 13,573 No 4 S Direct
Common Stock Acquisiton 2009-11-17 23,401 $6.72 36,974 No 4 P Direct
Common Stock Disposition 2010-04-07 9,204 $5.55 33,157 No 4 S Direct
Common Stock Acquisiton 2010-04-07 9,204 $5.56 42,361 No 4 P Direct
Common Stock Disposition 2011-11-28 9,843 $5.60 48,617 No 4 S Direct
Common Stock Acquisiton 2011-11-28 9,843 $5.60 58,460 No 4 P Direct
Common Stock Disposition 2012-01-10 2,411 $6.07 58,859 No 4 S Direct
Common Stock Acquisiton 2012-01-10 2,411 $6.07 61,270 No 4 P Direct
Common Stock Disposition 2012-11-08 16,217 $8.21 52,980 No 4 S Direct
Common Stock Acquisiton 2012-11-08 16,217 $8.22 69,197 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
Footnotes
  1. The transactions reported on this Form 4 are being reported late due to the reporting person's prior understanding that the transactions reported herein were not subject to reporting under Section 16(a) of the Exchange Act. Pursuant to Section 16(b) of the of the Securities Exchange Act of 1934 (the "Exchange Act"), the reporting person has agreed to pay to Great Lakes Dredge & Dock Corporation $9,470.82, representing the full amount of the profit realized in connection with the short-swing transactions reported on this Form 4, less transaction costs of such transactions.
  2. Represents the weighted average sale price of $6.94 rounded to the nearest hundredths. The highest price at which the shares were sold was $6.94 and the lowest price at which the shares were sold was $6.93, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
  3. Represents the weighted average sale price of $6.71 rounded to the nearest hundredths. The highest price at which the shares were sold was $6.75 and the lowest price at which the shares were sold was $6.66, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
  4. Represents the weighted average purchase price of $6.72 rounded to the nearest hundredths. The highest price at which the shares were purchased was $6.77 and the lowest price at which the shares were purchased was $6.68, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities purchased at each separate price.
  5. Represents the weighted average sale price of $5.55 rounded to the nearest hundredths. The highest price at which the shares were sold was $5.56 and the lowest price at which the shares were sold was $5.55, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
  6. This total takes into account the previously-reported receipt by the Reporting Person of stock awards in the interim period.
  7. Represents the weighted average sale price of $5.60 rounded to the nearest hundredths. The highest price at which the shares were sold was $5.61 and the lowest price at which the shares were sold was $5.58, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
  8. Represents the weighted average purchase price of $5.60 rounded to the nearest hundredths. The highest price at which the shares were purchased was $5.61 and the lowest price at which the shares were purchased was $5.59, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities purchased at each separate price.
  9. Represents the weighted average sale price of $6.07 rounded to the nearest hundredths. The highest price at which the shares were sold was $6.08 and the lowest price at which the shares were sold was $6.06, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
  10. Represents the weighted average purchase price of $6.07 rounded to the nearest hundredths. The highest price at which the shares were purchased was $6.08 and the lowest price at which the shares were purchased was $6.04, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities purchased at each separate price.
  11. Represents the weighted average sale price of $8.21 rounded to the nearest hundredths. The highest price at which the shares were sold was $8.23 and the lowest price at which the shares were sold was $8.20, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities sold at each separate price.
  12. Represents the weighted average purchase price of $8.22 rounded to the nearest hundredths. The highest price at which the shares were purchased was $8.25 and the lowest price at which the shares were purchased was $8.21, in each case, rounded to the nearest hundredths. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of securities purchased at each separate price.