Filing Details
- Accession Number:
- 0000919574-13-001935
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-02-15 17:04:15
- Reporting Period:
- 2013-01-01
- Filing Date:
- 2013-02-15
- Accepted Time:
- 2013-02-15 17:04:15
- Original Submission Date:
- 2013-02-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1506492 | Sunshine Heart Inc. | SSH | Electromedical & Electrotherapeutic Apparatus (3845) | 680533453 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435179 | Straus Asset Management, Llc | 767 Third Ave 21St Floor Ny NY 10017 | No | No | Yes | No | |
1542495 | Melville Straus | 767 Third Avenue 21St Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-01 | 253,102 | $0.00 | 4,750 | No | 4 | J | Indirect | See footnote. |
Common Stock | Disposition | 2013-01-07 | 4,750 | $6.19 | 0 | No | 4 | S | Indirect | See footnote. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
Footnotes
- These securities are held in the accounts of several investment funds (collectively, the "Investment Vehicles") for which Straus Asset Management LLC ("SAM") serves as investment manager. Melville Straus is managing member of SAM. SAM and Mr. Straus may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of SAM's position as investment manager of the Investment Vehicles and Mr. Straus's status as managing member of SAM. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16.
- These securities were assumed by another private investment fund.